1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
(2)
|
03/02/2026 |
Common Stock
|
43,746
|
$
6.4
|
D
|
|
Employee Stock Option (right to buy)
|
(3)
|
03/14/2027 |
Common Stock
|
45,661
|
$
5
|
D
|
|
Employee Stock Option (right to buy)
|
(4)
|
03/19/2028 |
Common Stock
|
60,500
|
$
8.05
|
D
|
|
Employee Stock Option (right to buy)
|
(5)
|
03/13/2029 |
Common Stock
|
26,978
|
$
14.57
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares held include 56,697 shares of Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. |
(2) |
25% of the shares subject to the option vested on March 3, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
(3) |
25% of the shares subject to the option vested on March 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
(4) |
25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
(5) |
25% of the shares subject to the option vest on March 15, 2020, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |