1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Employee Stock Option (right to buy)
|
(7)
|
04/09/2025 |
Common Stock
|
20,000
|
$
9.17
|
D
|
|
|
Employee Stock Option (right to buy)
|
(8)
|
03/19/2028 |
Common Stock
|
45,000
|
$
8.05
|
D
|
|
| * |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) |
10,000 shares are represented by restricted stock units (each, an RSU). Each RSU represents a contingent right to receive one share upon settlement. 25% of these RSUs vested on February 11, 2017, and the remaining RSUs vest in equal quarterly installments thereafter, subject to the Reporting Person's continued service through each vesting date. |
| (2) |
15,000 shares are represented by RSUs. Each RSU represents a contingent right to receive one share upon settlement. 25% of these RSUs vested on May 5, 2017, and the remaining RSUs vest in equal quarterly installments thereafter, subject to the Reporting Person's continued service through each vesting date. |
| (3) |
21,700 shares are represented by RSUs. Each RSU represents a contingent right to receive one share upon settlement. 1/24 of these RSUs vested on January 1, 2017, and the remaining RSUs vest in equal monthly installments thereafter, subject to the Reporting Person's continued service through each vesting date. |
| (4) |
5,800 shares are represented by RSUs. Each RSU represents a contingent right to receive one share upon settlement. 25% of these RSUs vested on March 15, 2018, and the remaining RSUs vest in equal quarterly installments thereafter, subject to the Reporting Person's continued service through each vesting date. |
| (5) |
18,600 shares are represented by RSUs. Each RSU represents a contingent right to receive one share upon settlement. 25% of these RSUs vest on March 15, 2019, and the remaining RSUs vest in equal quarterly installments thereafter, subject to the Reporting Person's continued service through each vesting date. |
| (6) |
Balance includes non-reportable acquisition of 350 shares of Common Stock through the Fidelity Directed Share Plan. |
| (7) |
25% of the shares subject to the option vested on March 9, 2016, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| (8) |
25% of the shares subject to the option vest on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |